SEC Approves Paperless Notifications For Financial Industry
Washington D.C., June 5, 2018 — The Securities & Exchange Commission voted 4-1 to approve a new rule 30e-3 that creates an optional “notice and access” method for [...]
SEC
SEC Proposes Killing Mail Requirement For Financial Industry
The Securities and Exchange Commission has issued a proposed rule that will allow mutual funds, pension funds, and others to send customer notifications by email instead of [...]
SEC Drops Plan to End Paper Statements
The Securities & Exchange Commission has shelved plans to allow mutual fund companies to use electronic delivery instead of paper statement mailings. The decision, made [...]